Securities Exchange Commission

Latest Articles

Changes to Side Letters, Audits, and More: Unpacking the SEC’s New Rules for Private Funds

Michael Thrasher August 23, 2023

Five Questions: Irene Aldridge on High Frequency Trading

Katherine Heires April 12, 2012

BATS May Defer $100M IPO Until 2012

July 19, 2011

JP Morgan Legal Costs May Reach $4.5B

March 1, 2011

HF Group Seeks Expert Networks Guidelines

February 1, 2011

Making the Case for Locked Markets

Manoj Narang March 29, 2010

SEC Seeks Disclosure From Brokers

December 7, 2009

Stepping Up SEC’s Enforcement Activity

Stephen Taub November 8, 2009

SEC OKs Clearly Erroneous Trade Rules

October 6, 2009

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