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Dodd Frank Wall Street Reform And Consumer Protection Act
Portfolio
If a Custody Bank Fails, Should Clients Fear for Their Assets?
BNY Mellon’s recent fine for inadequately protecting U.K. clients’ assets raised questions about safety measures during bank insolvencies.
Georgina Hurst
July 6, 2015
Portfolio
Christopher Giancarlo Calls for Swaps Rules Rethink
The CFTC commissioner, who previously worked at an interdealer brokerage firm, wants the agency to allow more trading flexibility.
Aaron Timms
March 25, 2015
Portfolio
A Time for New Regulatory Thinking
Too much innovation caused the financial crisis; too little policy innovation followed it.
Jeffrey Kutler
September 24, 2014
Portfolio
Four Years Later: Dodd-Frank and Derivatives
Since the passage of the regulatory reforms, derivatives market players can step back and see what’s worked and what needs improvement.
Luke Zubrod
August 1, 2014
Portfolio
Are Regulators Retreating From Dodd-Frank?
Less than a year since the Dodd Frank Wall Street Reform and Consumer Protection Act attempted to hold credit rating agencies to a higher standard of conduct, legislators and regulators appear to be beating a hasty retreat.
Michael W Stocker and Lisa Lindsley
May 24, 2011
Portfolio
Think Tank Urges Slowdown in Dodd-Frank Rulemaking
If the U.S. financial industry can no longer block the new regulations, then at least it can try to slow the imposition of those rules.
Jeffrey Kutler
December 29, 2010