This content is from: Premium

SEC Fines More Hedge Funds in Short-Selling Crackdown

With its second blitz against firms that violated an obscure short-selling rule, the SEC signals it means business on Rule 105.

For the second time in two years, a slew of hedge funds and other investment firms have been fined by the Securities and Exchange Commission for running afoul of a rule related to short-selling. However, this time none of the hedge fund firms was among the very largest — a possible

To continue reading, subscribe now to Premium Journalism. Already a subscriber? Login.

Related Content