Mary Jo White and the Investment Adviser Regulation Debate
At SIFMA’s annual industry showcase, SEC Chair Mary Jo White delivered a bombshell on fiduciary standards regulation.
Frances Denmark
November 18, 2014
Mary Jo White, chairman of the U.S. Securities and Exchange Commission (SEC), listens during a Financial Stability Oversight Council (FSOC) meeting at the U.S. Treasury in Washington, D.C., U.S., on Wednesday, May 7, 2014. The FSOC today unanimously approved its 2014 annual report, which was developed collaboratively by the members of the Council and their agencies and staffs. Photographer: Andrew Harrer/Bloomberg *** Local Caption *** Mary Jo White
Andrew Harrer/Bloomberg
