Sec

Latest Articles

Fight Brews over SEC's Blockholder Disclosure Rules

Stephen Taub March 27, 2012

Western Union Ups the Ante in Proxy Access Battles

Stephen Taub February 2, 2012

Will the SEC Kill Off Money Market Funds?

Rosalyn Retkwa January 19, 2012

Touradji Capital the Latest Firm to Violate New Short-Sale Rule

Stephen Taub December 13, 2011

Proxy Access Gets New Life

Stephen Taub November 18, 2011

Much Ado About Hedge Fund Revisions

Stephen Taub November 14, 2011

Hedge Fund Manager Raj Rajaratnam Sentenced In Insider Trading Trial

Action Against Advisers, Brokers Led to Record Year For SEC

Stephen Taub November 11, 2011

Quant Star Rosenberg Fined, Banned by SEC

Stephen Taub September 23, 2011

A security officer stands outside the U.S. Securities and Exchange Commission headquarters

SEC and Finra Zero in on High Frequency Trading

Janice Fioravante September 15, 2011

SEC Probes Sovereign Wealth Fund Ties

Craig Mellow June 23, 2011

JP Morgan Shareholders Will See Human Rights Proxy Ballot

Katie Gilbert March 31, 2011

CEOs Of Biggest Exchanges Called To SEC Over Market Plunge

Regulators Bring More Cases Against Hedge Funds

Stephen Taub March 22, 2011

SEC Whistleblower Rule: Good Intentions But Bad Consequences

Michael F Perlis and Wrenn E Chais March 11, 2011

Pension Plan Sponsors Take Freewheeling Fund Companies to Court

Maureen Nevin Duffy March 10, 2011

New Shadow Price Disclosure Rules for Money Market Funds Reveal Price Fluctuations

Laurie Kaplan Singh March 7, 2011

SEC Brings Second Sidepocket Case In 5 Months

Stephen Taub March 2, 2011

SEC Rating Rule Hurting Asset-Backed Securities Market

March 1, 2011

Ex-Goldman Director Charged With Insider Trading

Stephen Taub March 1, 2011

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