Sec

Latest Articles

What’s Behind the SEC’s Public Pension Investigations?

Judy Ward February 10, 2011

Whistleblowers Need More Cash Or The Anonymity Of Wikileaks

Maureen Nevin Duffy February 4, 2011

SEC Can Try Harder To Protect Small Investors

Stephen Taub January 25, 2011

Goldman Sachs Reveals Concern About Facebook Offering

January 21, 2011

Feds Crack Down on Three Hedge Fund Firms

Stephen Taub December 23, 2010

SEC Goes After Firms Below The Radar

Stephen Taub December 2, 2010

SEC Plans Hedge Fund Registration Rules

emiicom November 16, 2010

Is Soros Still Invested in FrontPoint After SEC Probe?

Stephen Taub November 10, 2010

SEC Continues ‘Stepped-Up’ Investigation Into Rogue Hedge Funds

November 5, 2010

Galleon Witness Settles SEC Charges

November 1, 2010

SEC Brings Fraud Charges Against Another Hedge Fund

Stephen Taub October 25, 2010

SEC Alleges Hedge Fund Managers Overvalued 'Side Pockets'

October 21, 2010

SEC Charges Two Hedge Fund Managers In Ponzi Scheme

Stephen Taub October 15, 2010

Premium

Looking back at Paulson’s golden days and Loeb’s poison pen

Lawrence Delevingne October 4, 2010

Hedge Funds Should Beware of Rule 105

Stephen Taub September 24, 2010

Why The SEC Wimped Out In A Hedge Fund Suitability Case

Stephen Taub September 16, 2010

Easy Come, Easy Go For This Hedge Fund Manager

Stephen Taub September 9, 2010

The Impact of the SEC’s New Proxy Rules

David Kaufman September 3, 2010

Contact Info

New York
1270 Avenue of the Americas, Suite 1100
New York, NY 10020
P: +1 212 224 3300

London
4 Bouverie Street
London EC4Y 8AX
P: +44 207 779 8888

Hong Kong
Unit 2488, 24/F
Lee Garden One,
33 Hysan Avenue
Causeway Bay, Hong Kong
P: +852 2912 8001

Corporate

About Us

Leadership Team

Careers

II Press Room

Digital

Masthead

Thought Leadership

Display Advertising

Reprints

FAQs

Events

Events Calendar

Memberships

Subscription

Subscribe to Premium

Register

Register for Free Account

Newsletters

Sign up for II newsletters

© 2025 Institutional Investor LLC. All material subject to strictly enforced copyright laws. Please read our Terms & Conditions, Modern Slavery Act Transparency Statement, Accessibility Statement and Privacy Policy before using the site.

4.12.03 build:2025-12-12 Login