The SEC has filed a complaint against Michael Cohen and Vanja Baros alleging corrupt dealings in Africa and that the pair misled the hedge fund.
Jay Clayton, a longtime Wall Street lawyer, is not a Trump loyalist but wants the job because he thinks regulation is stifling growth, says a person who knows him well.
Assets at Dan Och’s hedge fund firm continue to fall in the wake of mediocre performance and its bribery scandal.
The Wall Street legend has promised to fight to clear his name. But the SEC has a pretty compelling case, lawyers say.
Welcome to the weekend, everybody. Here’s your weekly news from the Avenue of Giants!
Crude markets surprised by supply data; Glencore announces smaller losses; Apollo settles with SEC over fees.
Efforts to improve sustainability reporting by companies require taking an industry approach to regulatory disclosure.
A new rule could require registered advisers to meet strict, and potentially expensive, guidelines for business continuity and transition plans.
Pound and equities strengthen as balloting begins; Twilio’s valuation a relief for unicorns; Democrats stage House protest on gun legislation.
Since arriving at the Wyoming Retirement System in late 2013, the CIO has worked to get the Equality State’s pension house in order.