Oregon’s Ted Wheeler on Retirement Security: Tell Politics Bye-Bye
At a conference last week in Seattle, state-level policymakers weighed in on efforts to implement retirement security plans.
August 14, 2015
Going to War over Retirement Security
A battle is brewing in the U.S. between state legislators, like Mark Mullet, and financial services providers over the tens of millions of private sector workers who don’t have access to a workplace saving plan.
June 17, 2015
401(k) Investors Take Their Fight to the Supreme Court
During oral arguments on Tuesday, several members of the Supreme Court indicated that they may take plan participants’ side in the landmark
Tibble v. Edison
February 26, 2015
War of the Words between FINRA and SIFMA
Big data bites back, as an industry that embraces advanced analytics technology is spooked by how a regulator wants to use it.
January 14, 2015
Mary Jo White and the Investment Adviser Regulation Debate
At SIFMA’s annual industry showcase, SEC Chair Mary Jo White delivered a bombshell on fiduciary standards regulation.
November 18, 2014
Financial Services Technology Outlook Is Up, With a Systemic Twist
The financial industry is planning significant, forward-looking technology investments.
Maureen Nevin Duffy
June 25, 2010
Blackstone Opposes CalPERS Fee Ban
Blackstone has opposed a California Public Employees’ Retirement System (CalPERS) proposal prohibiting money managers from paying contingency fees to middlemen, who help obtain pension fund contracts.
April 8, 2010