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Financial Regulation
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Global Custodians Can Thank Regulators for Growth
The banks in our annual ranking of the World’s Largest Global Custodians cite new requirements of asset managers as a top business driver.
Julie Segal
October 4, 2016
Portfolio
Will Hillary Clinton Run with Labor Secretary Tom Perez?
Perez, an architect of the financial sector’s new fiduciary rule, would help Clinton to connect with Latinos and other key voting blocs.
Frances Denmark
July 5, 2016
Portfolio
5 Years after Dodd-Frank, U.S. Banks Dominate More Than Ever
Although the legislation was partly intended to stop banks from becoming too big to fail, more rules encourage industry consolidation.
Julie Segal
June 2, 2015
Portfolio
Christopher Giancarlo Calls for Swaps Rules Rethink
The CFTC commissioner, who previously worked at an interdealer brokerage firm, wants the agency to allow more trading flexibility.
Aaron Timms
March 25, 2015
Corner Office
Obama Sides With Investors on 401(k) Fiduciary Standard, Fees
President Barack Obama’s administration is pushing for financial advisers to recommend plans that are in clients’ best interests.
Kaitlin Ugolik
March 23, 2015
Portfolio
Mark Cuban Steps Up War Against Insider Trading Crackdown
The billionaire Dallas Mavericks owner has argued that banning the practice does nothing to improve market efficiency and fairness.
Aaron Timms
March 19, 2015
Portfolio
Recent Volatility Raises Fears That Rate Hikes Will Crush Bonds
October’s market turmoil was triggered by several factors, from scarce liquidity to a broken system for trading corporate credit.
Julie Segal
October 28, 2014
Portfolio
James Galbraith Offers a Way Forward in a Low-Growth World
Declaring the end of normal, the U.S. economist in his new book makes a case for creating employment by boosting social spending.
Frances Denmark
September 9, 2014
Portfolio
SEC Hints at New Rules to Illuminate Dark Pools
Securities and Exchange Commission chair Mary Jo White recently signaled that regulators may get tougher with alternative trading systems.
Ben Baris
June 24, 2014
Portfolio
Shift to Online Bond Trading Will Take Time
Electronic fixed-income trading venues remain a small part of the U.S. market, partly because regulators haven’t mandated them, says Tradeweb’s Lee Olesky.
Aaron Timms
March 28, 2014
