Sponsored Head Named For New U.K. Regulator Martin Wheatley has been named head of the new U.K. Consumer Protections and Markets Authority, the agency that will replace the Financial Services Authority late next year, reports Risk.net. March 07, 2011
Sponsored HK Enforcement Actions Up The number of enforcement actions filed by the Hong Kong Securities and Futures Commission is rising and looks likely to continue, according to a presentation by Martin Wheatley, chairman at the regulator. February 27, 2006
Sponsored Hong Kong King Of Asian Hedge Funds Hands down, Hong Kong is Asia’s reigning hedge fund leader. October 19, 2006
Sponsored HK Targets Margin Transaction Risks The Hong Kong Securities and Futures Commission is to look into aggressive lending and "pooling risks," which occurs when a margin client authorizes a brokerage to re-pledge his securities. January 30, 2006
Sponsored Hong Kong To Propose Broader Disclosure By Year End The Hong Kong government will consult industry within the next six months on granting the Securities and Futures Commission new enforcement powers for disclosure breaches by listed companies. June 04, 2006
This content is from: Research FCA’s Proposal to Ban Research Commissions Rejected European regulator ESMA backs away from full unbundling; U.K. agency could still set higher standard for firms in that country. By Ben Mattlin November 21, 2014
