This content is from: Corner Office Why Fiduciary Advisors Will Profit Without a Fiduciary Rule If the Trump administration repeals the DOL’s fiduciary rule, fee-only financial advisors, wealth managers and planners may still win. By Frances Denmark January 11, 2017
This content is from: Portfolio AQR’s Cliff Asness Critiques the DoL’s Fiduciary Rule The hedge fund manager warns of unintended consequences that may arise from the attempt to regulate adviser conflicts. By Frances Denmark January 19, 2017
This content is from: Corner Office A Possible Trump Target: The Fiduciary Rule A hard-won federal rule designed to protect retirement plan investors from high-commission sales may not survive a Trump presidency. By Frances Denmark November 11, 2016
This content is from: Opinion The Department of Labor Is Attacking Sustainable Investments — And Harming Plan Participants A proposal from the DOL seeks to block 401(k) plans from offering ESG funds. US SIF’s Lisa Woll and former Department of Labor deputy assistant secretary Judy Mares say such a move would harm the very investors the department is meant to protect. By Lisa Woll and Judy Mares August 25, 2020
This content is from: Corner Office Trump Setting Stage to Roll Back Fiduciary Rule, Dodd Frank The President signed executive orders that will curb regulations on Wall Street and financial advisors. By Jess Delaney February 03, 2017
This content is from: Culture Broker Conflicts Enter SEC Crosshairs The regulator has proposed new rules requiring brokers to put investors’ interests ahead of their own. By Christine Idzelis April 19, 2018
Sponsored A Case of Not Keeping One’s Word Goldman Sachs said it would avoid conflicts of interest, but investors and the courts say they did the opposite. Sponsored by Kessler Topaz Meltzer & Check September 16, 2020
Sponsored A Bitter Brew of Alleged Massive Fraud Co-lead plaintiffs appointed in class action against Luckin Coffee Sponsored by Kessler Topaz Meltzer & Check September 16, 2020
