Sponsored Joint Forum Tells Regulators, Firms To Name Biz Continuity Staff The Joint Forum, which includes the International Organization of Securities Commissions, has told financial services firms to identify business continuity staff. September 12, 2006
Sponsored Citi Hires Morgan Stanley RM Executive Citi has appointed Peter Poulos as its global head of business continuity operations. May 23, 2011
Sponsored Quantivate Launches New Risk Software Quantivate, a cloud-based continuity, risk and compliance software provider, has released Quantivate Information Security Risk Management software for financial institutions. August 16, 2011
This content is from: Corner Office SEC Steps In on RIA Succession Planning A new rule could require registered advisers to meet strict, and potentially expensive, guidelines for business continuity and transition plans. By Kaitlin Ugolik July 26, 2016
Sponsored Small Hedge Funds Courting Disaster In the aftermath of Sept. 11, 2001, most financial firms have beefed up their disaster planning, but hedge funds are lagging behind in their preparations, the Financial Times reports, citing regulators and industry executives. August 06, 2006
Sponsored WolfPAC Unveils New Risk Tool Wolf & Co. has unveiled an upgraded online Financial Reporting Controls Assessment module. September 08, 2011
