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Sponsored Ameriprise To Sell Broker-Dealer Unit Ameriprise Financial will sell its Securities America broker-dealer unit. April 25, 2011
Sponsored Broker-Dealers Use Health Benefits To Lure Talent Independent-contractor broker-dealers are attempting to attract talent by offering group health insurance benefits to registered representatives. May 23, 2006
Sponsored Capstone To Close Broker-Dealer Business Capstone Holdings will shut its broker-dealer business to focus on its hedge fund operations. June 26, 2011
Sponsored NASD Enforcers Accused Of Harassing Broker-Dealers To Settle More than 400 NASD member firms have charged, in a petition, agency enforcers with harassing broker-dealers to pressure them to settle charges and pay fines. May 22, 2006
Sponsored Knight Capital Merges Broker-Dealer Units Knight Capital Group is seeking to merge its U.S. broker-dealer units. January 03, 2011
