This content is from: Corner Office Background Checks Reveal the Hidden Risks at Asset Managers More than half of 3,000 background checks of individuals in financial services were flagged with moderate to severe risks. By Alicia McElhaney January 27, 2022
This content is from: Portfolio Digging for Disclosure: Investing with Intelligence Thorough background checks on a management team, fund manager or investment advisor are investors’ greatest tool as they provide necessary information to make sound investment decisions. By Kenneth Springer January 27, 2011
This content is from: Opinion The Illusion of Trust in Asset Management There will never be real trust between allocators and managers without an overhaul of the due diligence process, our columnist argues. By Angelo Calvello December 20, 2022
Sponsored Check This Out: Investors Snoop On Hedge Funds Maybe unbeknown to hedge funds is the growing trend of potential investors checking out managers and firms before checking in with their money. September 11, 2006
PEOPLE - Getting Tough Canadian securities regulators announced last month that CEOs and chief compliance officers of money management companies, including hedge funds and mutual funds, would be required to register with local regulators and undergo background checks. By Michael Shari March 11, 2007
This content is from: Culture Oaktree, Bain Capital Sign Letter Urging Senate To Pass Gun Control Laws Howard Marks and Steve Pagliuca join 143 other company executives in calling for background checks on all gun sales and strong Red Flag laws. By Alicia McElhaney September 12, 2019