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Sarbanes-Oxley

This content is from: Culture

A Top Prosecutor, a Short Seller’s Confession, and a Columbia Professor Offer Clues to the DOJ Probe of Short Sellers

Connecting the dots in a far-ranging probe.
By Michelle Celarier
March 23, 2022
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Smallest Companies May Get Sarbanes-Oxley Relief

An advisory committee to the Securities and Exchange Commission unanimously has voted to exempt the 70% smallest public companies in the U.S. from Sec. 404 internal-audit control requirements of the Sarbanes-Oxley Act, provided they implement other types of audit controls.

April 23, 2006
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Sarbanes-Oxley May Be Ready For Revisions

With costs of complying with the Sarbanes-Oxley Act soaring, the chorus of opponents to the act is growing louder, suggesting that the time may be near for changes to the law.

March 23, 2006
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Sarbanes-Oxley Revisions? ‘No One In Asia Cares’

Many a foreign firm is feathering its shares elsewhere.

August 17, 2006
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GAO To SEC: Cool Heels On Sox Revisions

The Government Accountability Office has issued a report warning the Securities and Exchange Commission that in its effort to ease the burden of the Sarbanes-Oxley Act, the agency should not scale back the act too much.

May 09, 2006
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Labor Dept. Nixes Whistleblower Claim Against Merrill Lynch

The Department of Labor has ruled that Merrill Lynch did not violate the whistleblower provisions of the Sarbanes-Oxley Act when it dismissed broker James Altschul.

March 13, 2006
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