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SIFMA

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OCC Director Joins SIFMA

The Securities Industry and Financial Markets Association has named Bradley Edgell as managing director for federal government affairs.

January 17, 2011
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SIFMA Seeks Delay In Derivs Provisions

The Securities Industry and Financial Markets Association is planning to formally urge the Securities and Exchange Commission to postpone the implementation of most derivatives provisions in the Dodd-Frank law.

June 06, 2011
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SIFMA, ISDA Raise Concerns Over OTC Proposals

The Securities Industry and Financial Markets Association and the International Swaps and Derivatives Association have raised concerns regarding proposals on business conduct standards for swap dealers and major swap participants proposed by the U.S. Commodity Futures Trading Commission.

February 23, 2011
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SIFMA Seeks To Delay Derivatives Regs

The Securities Industry and Financial Markets Association plans to ask the U.S. Securities and Exchange Commission to delay implementation of most derivatives provisions under the Dodd-Frank Act from going into effect automatically on July 16, reports Reuters.

June 07, 2011
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ASF, SIFMA Criticize Mortgage Proposals

The American Securitization Forum and the Securities Industry and Financial Markets Association have criticized the qualified residential mortgage (QRM) standards unveiled Tuesday, reports Housing Wire.

March 31, 2011
This content is from: Portfolio

War of the Words between FINRA and SIFMA

Big data bites back, as an industry that embraces advanced analytics technology is spooked by how a regulator wants to use it.
By Jeffrey Kutler
January 14, 2015
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