This content is from: Opinion He Waited 17 Years to Be Denied an SEC Whistleblower Award After reaping more than $50 million from a sprawling fraud uncovered by Eugene Ross, the SEC has handed down a final order denying him any award. By Leah McGrath Goodman August 04, 2021
This content is from: Culture After Reddit Users Drove Up GameStop, the SEC Cracks Down on Social Media Touting The SEC suspended trading of an inactive company after a potentially coordinated attempt on social media to drive up its shares. By Christine Idzelis February 11, 2021
This content is from: Portfolio SEC Abruptly Kills Ackman’s Controversial SPAC Plans “It’s back to square one,” says one disgruntled investor. By Michelle Celarier July 19, 2021
This content is from: Portfolio Hedge Fund Activist Jeff Ubben Asks SEC to Mandate Carbon Pricing Disclosures The Inclusive Capital manager, who is also on the board of Exxon, thinks the regulator could propel Congress to act on a carbon tax or cap and trade plan. By Michelle Celarier September 14, 2021
This content is from: Culture SEC Confirms Probe of SoftBank The investigation, confirmed in response to a FOIA request, appears to involve the Japanese firm’s trading activities. By Michelle Celarier March 24, 2021
This content is from: Culture Regulators Ramp Up Scrutiny of SPACs Top SEC officials have issued another warning on blank-check companies. By Will Feuer April 13, 2021
