This content is from: Corner Office No Need For New Crypto Regulations, Says Better Markets CEO If the Lummis/Gillibrand bill had passed, the “crypto carnage” would have “rippled through the financial system,” argues Dennis Kelleher. By Michelle Celarier November 21, 2022
This content is from: Premium SEC Charges Perceptive Advisors The regulator has accused the life sciences firm headed by Joseph Edelman of engaging in violations related to its SPACs. By Stephen Taub September 06, 2022
This content is from: Culture Former SEC Commissioner Argues Against Asset Manager Blacklists Paul Atkins said states should adopt the most rigid interpretation of the “Sole Interest” rule to curtail growing ESG investments. By Jessica Hamlin September 21, 2022
This content is from: Corner Office Can DOL’s New Rule Revive Investors’ Confidence in ESG? The regulation from the Department of Labor is expected to be more durable than the old one banning ESG considerations by retirement plans. By Hannah Zhang November 23, 2022
This content is from: Corner Office Troubled Trump SPAC Gets Temporary Reprieve After Failed Extension Vote Investors could lose a lot more money if they don’t agree to give Digital World — under investigation by both the DOJ and the SEC — more time to seal the deal. By Michelle Celarier September 06, 2022
This content is from: Corner Office How a Quiet SEC Decision Created a Complex Research Payment Problem A majority of asset managers believe the commission’s decision will result in even fewer independent research firms. By Julie Segal August 17, 2022
