This content is from: Premium Pay-to-Play Poll Survey shows NY pay-to-play scandal is on the minds of many investors lately. June 18, 2009
Sponsored New Mexico Files Pay-to-Play Suit New Mexico State Investment Council has filed lawsuits accusing several individuals and a partnership for their role in “pay-to-play” and kickback schemes involving the council between 2003 to 2009. May 10, 2011
This content is from: Corner Office Wetherly Capital Settles With Cuomo In Pay-to-Play Investigation Placement agent Wetherly Capital signs settlement with New York Attorney General over pay-to-play investigation, endorses code of conduct. By Imogen Rose-Smith February 08, 2010
This content is from: Corner Office Revelation At CalPERS Highlights Pay to Play Scandal CalPERS decision to review its relationship with placement agents, after disclosing managers paid fees to a former board member for business won from the fund, highlights the national scope of concerns over corruption at public funds. By Imogen Rose-Smith October 15, 2009
This content is from: Corner Office FINRA Prepares New Pay-to-Play Rules Financial Industry Regulatory Authority is in the midst of drafting rules prohibiting broker-dealers who are also third-party marketers from making political contributions to certain government officials. By Rich Blake April 13, 2010
This content is from: Culture Study Points to Past Pay-to-Play in Public Pensions The behavior was effectively curbed by the SEC’s 2010 rule banning quid pro quo transactions, according to academic research. By Amy Whyte September 13, 2019
