This content is from: Corner Office The Ferocious, Well-Heeled Battle Against the SEC’s New Rules on Hedge Fund Activism A new institute with hedge fund backing joins Elliott, Pershing Square, Third Point, and others in opposing tougher disclosure rules for stock and swaps positions. By Michelle Celarier June 21, 2022
Sponsored Setback For Spitzer In Grasso Case? New York Attorney General Eliot Spitzer may suffer a setback in his case against former New York Stock Exchange Chairman Richard Grasso at the hands of a state appellate court panel. May 21, 2006
Sponsored $1.6B AIG Settlement Is In The Offing American International Group reportedly will announce this week a settlement of a variety of charges that would require the insurer to pay $1.6 billion to the Securities an Exchange Commission and the New York Attorney General's Office. February 07, 2006
Sponsored NY Extends Banks Mortgage Probe New York Attorney General, Eric Schneiderman, has expanded investigation of banks’ mortgage loan and securitization process. May 23, 2011
This content is from: Portfolio Hedge Fund Accused of Defrauding 9/11 Heroes New York’s attorney general filed suit against RD Legal, accusing the hedge fund of “scamming” 9/11 compensation beneficiaries and NFL concussion victims. By Imogen Rose-Smith February 07, 2017
This content is from: Corner Office Wetherly Capital Settles With Cuomo In Pay-to-Play Investigation Placement agent Wetherly Capital signs settlement with New York Attorney General over pay-to-play investigation, endorses code of conduct. By Imogen Rose-Smith February 08, 2010
