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Investment Advisers Act

This content is from: Portfolio

This Bond Strategy Has Been Unloved For Decades. Now, It’s Making a Comeback.

Owning fixed income securities has worked well for so long in a falling-rate environment that people have almost found “shorting bonds scary,” argues Kathryn Kaminski of AlphaSimplex.
By Hannah Zhang
August 12, 2022
This content is from: Portfolio

There Was Never Anything Wrong With Value

How the influence of popular value benchmarks challenges investor faith in the style and even the business of some value managers.
By Julie Segal
July 22, 2022
This content is from: Portfolio

Registering As An Investment Adviser

Morrison Cohen's Eric D. Young introduces some action items for fund managers who want to register and comply with the Investment Advisers Act.
By Eric D. Young
March 17, 2011
This content is from: Portfolio

Amid High Demand, Investcorp Launches North American Infrastructure Business

The $40.4 billion firm has hired Michael Ryder from OMERS as senior advisor to tap into the increasingly hot market.
By Alicia McElhaney
April 13, 2022
This content is from: Opinion

In the Hyper-Competitive Investment Industry, People Rarely Talk About Mental Health Issues. That’s Slowly Starting to Change.

Asset managers, including AllianceBernstein, have created innovative mental wellness programs since the onset of the Covid-19 pandemic.
By Nathan Yates
April 22, 2022
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Waiting to E-Hale: Compliance Officers Fear New SEC Ruling

The Securities and Exchange Commission is expected to issue an amendment to Sec. 204 and Rule 204-2 of the Investment Advisers Act of 1940 that is likely to affect record retention – and that worries compliance officers, Investment News reports.

April 06, 2006
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