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Investment Advisers Act

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Is Crypto Winter Creating Opportunities for Traditional Investors?

Investors – including crypto-wary ones – may have paths to capture upside in the massive space, including a new vehicle that focuses on advancing infrastructure and doesn’t require holding digital currency.
Sponsored by Grayscale
January 06, 2023
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Q & A With Erik Weisman
Sponsored by MFS Investment Management
January 09, 2023
This content is from: Corner Office

Endowments and Foundations Increasingly Want Their Top Advisors to Act Like OCIOs

As institutional investors navigate an increasingly complex market environment, they’re outsourcing more of their functions to managers and consultants.
By Jessica Hamlin
October 13, 2022
This content is from: Portfolio

No Amount of Economic Turmoil Can Faze Brookfield

The alternative-asset manager is muscling past rivals with hefty infrastructure deals.
By Jonathan Kandell
January 17, 2023
This content is from: Portfolio

Registering As An Investment Adviser

Morrison Cohen's Eric D. Young introduces some action items for fund managers who want to register and comply with the Investment Advisers Act.
By Eric D. Young
March 17, 2011
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Waiting to E-Hale: Compliance Officers Fear New SEC Ruling

The Securities and Exchange Commission is expected to issue an amendment to Sec. 204 and Rule 204-2 of the Investment Advisers Act of 1940 that is likely to affect record retention – and that worries compliance officers, Investment News reports.

April 06, 2006
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