This content is from: Culture Charged With Fraud by SEC and DOJ, Allianz Settles by Paying Billions The firm’s structured alpha products resulted in major losses for investors after portfolio managers allegedly misrepresented risk profile. By Alicia McElhaney May 17, 2022
This content is from: Corner Office Here Are the Challenges New DWS CEO Will Face Amid Greenwashing Allegations Experts say that the hurdles facing Deutsche Bank vet Stefan Hoops are significant. By Alicia McElhaney June 06, 2022
This content is from: Culture A Top Prosecutor, a Short Seller’s Confession, and a Columbia Professor Offer Clues to the DOJ Probe of Short Sellers Connecting the dots in a far-ranging probe. By Michelle Celarier March 23, 2022
This content is from: Portfolio SPACs Are Sputtering. Desperate New Terms Could Send Them Into a Death Spiral. Bankers, lawyers, and sponsors all said, “It’s different this time.” But it wasn’t. By Michelle Celarier May 16, 2022
This content is from: Culture Muddy Waters’ Carson Block Takes on ‘Short and Distort’ Author Josh Mitts The short seller’s new white paper lays out the flaws and conflicts in the Columbia University professor’s research. By Michelle Celarier February 23, 2022
Sponsored Department of Justice Puts Private Equity Firms Under Microscope The U.S. Department of Justice began a new investigation to research anti-competitive practices between private equity firms, the Wall Street Journal reports. October 10, 2006
