Rosalyn Retkwa • May 2012
John Hyland, CIO of the United States Commodity Funds and chairman of the new National ETF Association (Netfa), sees plenty of growth in ETFs and wants the SEC to take note.
Clearing houses for over-the-counter derivatives trades have their critics. But a new algorithm could help balance the risk.
Could the level of information included in revised Form ADV disclosures lull investors into a false sense of security?
James Giddens estimates the shortfall between what MF Global customers have collected and what they are owed to be $1.6 billion.
In the wake of its failed initial public offering — the result of a single coding error — exchange operator BATS Global Markets is looking to execute on its growth strategy in hopes of eventually going public.
Investment bank’s $22 million settlement of SEC charges that traders and bankers colluded illustrates that sell-side research remains subject to serious conflicts of interest, says former New York state attorney general who negotiated 2003 deal with Wall Street.
New research by Washington University in St. Louis finance professor finds that transparency can raise a company’s cost of capital in some cases.
It's been two years since the so-called flash crash, and the Securities and Exchange Commission is still pushing hard for new rules to prevent extreme price moves and excessive volatility.
Two more individuals benefit from commission’s new program to go easy on cooperative subjects of investigations.
The SEC’s plan to end fixed money-fund asset values looks like a dead letter just five months after its chairman called them “brittle.” Will bank regulators let it die?
Which European firm is the best in research sales? Deutsche Bank, according to the results of our inaugural All-Europe Sales Team.
Despite economic weakness and uncertainty, the 2012 All-America Executive Team is seizing new growth opportunities even as it keeps a close eye on costs.
Establishments in Institutional Investor’s World’s Best Hotels 2011 ranking are using renovations and renewed dedication to service to fuel a rebound.